Solutions Integration

How FSI-AgentGov-Solutions automation aligns with the governance framework.

Overview

The FSI Agent Governance Framework defines what controls organizations should implement. The FSI-AgentGov-Solutions repository provides how—ready-to-deploy automation that operationalizes key controls.

flowchart TB
    subgraph Framework["FSI-AgentGov (Framework)"]
        direction TB
        P1[Pillar 1: Security<br/>28 Controls]
        P2[Pillar 2: Management<br/>24 Controls]
        P3[Pillar 3: Reporting<br/>12 Controls]
        P4[Pillar 4: SharePoint<br/>7 Controls]
    end

    subgraph Solutions["FSI-AgentGov-Solutions (19 of 27 Solutions Shown)"]
        direction TB
        ELM[Environment Lifecycle<br/>Management]
        MCM[Message Center<br/>Monitor]
        PGC[Pipeline Governance<br/>Cleanup]
        DEC[Deny Event<br/>Correlation]
        FSW[FINRA Supervision<br/>Workflow]
        CAA[Conditional Access<br/>Automation]
        CD[Compliance<br/>Dashboard]
        SDD[Segregation<br/>Detector]
        SDM[Scope Drift<br/>Monitor]
        RSV[RAG Source<br/>Validator]
        COI[COI Testing<br/>Framework]
        HT[Hallucination<br/>Tracker]
        DR[DR Testing<br/>Framework]
        SSC[Session Security<br/>Configurator]
        FUS[File Upload<br/>Security]
        ACM[Audit Compliance<br/>Manager]
        AAM[Agent Access<br/>Monitor]
        CMM[Content Moderation<br/>Monitor]
        CSI[Cross-Solution<br/>Integration]
    end

    P2 --> ELM
    P2 --> MCM
    P2 --> PGC
    P1 --> DEC
    P3 --> DEC
    P2 --> FSW
    P1 --> CAA
    P3 --> CD
    P2 --> SDD
    P1 --> SDM
    P2 --> RSV
    P2 --> COI
    P3 --> HT
    P2 --> DR
    P1 --> SSC
    P1 --> FUS
    P1 --> ACM
    P3 --> AAM
    P1 --> CMM
    P1 --> CSI
    P3 --> CSI
    CSI --> CD
    CSI --> ELM

Solution-to-Control Mapping

Environment Lifecycle Management

Automates environment provisioning with zone classification.

Control	How Solution Helps
2.1 Managed Environments	Automatically enables managed environment settings during provisioning
2.2 Environment Groups	Assigns environments to zone-appropriate environment groups
2.15 Environment Routing	Implements default environment policies through provisioning workflow

Applicable Zones: Zone 2, Zone 3

Playbook: Environment Lifecycle Management

Message Center Monitor

Operationalizes platform change tracking for governance workflows.

Control	How Solution Helps
2.3 Change Management	Delivers structured notifications for platform changes requiring assessment
2.10 Patch Management	Tracks Microsoft-initiated updates affecting Power Platform and M365

Applicable Zones: All zones (organization-wide)

Playbook: Platform Change Governance

Pipeline Governance Cleanup

Transitions from personal to centralized deployment pipelines.

Control	How Solution Helps
2.3 Change Management	Enforces centralized ALM governance by removing ungoverned personal pipelines

Applicable Zones: Zone 2, Zone 3 (production-path environments)

Related Control: 2.3 - Change Management

Deny Event Correlation Report

Aggregates block events for unified compliance visibility.

Control	How Solution Helps
1.5 DLP and Sensitivity Labels	Correlates DLP policy violation events
1.7 Comprehensive Audit Logging	Extracts Purview audit events for agent activities
3.4 Incident Reporting	Provides unified deny event view for incident investigation

Applicable Zones: Zone 2, Zone 3

Status: Validated

Playbook: Deny Event Correlation Report

FINRA Supervision Workflow

Automates supervision queue for AI agent outputs supporting FINRA Rule 3110.

Control	How Solution Helps
2.12 Supervision and Oversight	Routes flagged content to supervisory principals with SLA tracking
1.10 Communication Compliance	Ingests policy violations from Communication Compliance
1.7 Comprehensive Audit Logging	Maintains immutable audit trail with SHA-256 integrity hashing

Applicable Zones: Zone 2, Zone 3

Status: Validated

Repository Link: finra-supervision-workflow

Prerequisites: - Microsoft Purview Communication Compliance configured - Supervisory principal role assignments in place - Dataverse database with appropriate capacity

Conditional Access Automation

Automates CA policy deployment and compliance monitoring for AI workloads.

Control	How Solution Helps
1.11 Conditional Access and MFA	Deploys 8 zone-aligned CA policies with break-glass exclusions
1.23 Step-Up Authentication	Enforces step-up authentication for sensitive agent operations
1.18 Service Principal Governance	Validates service principal access controls meet zone requirements

Applicable Zones: All zones (zone-specific policy requirements)

Status: Completed

Repository Link: conditional-access-automation

Prerequisites: - Microsoft Entra ID P1 licenses - Break-glass account configuration - Zone classification completed

Compliance Dashboard

Unified compliance visibility across all 71 framework controls.

Control	How Solution Helps
3.3 Compliance and Regulatory Reporting	Aggregates control scores with zone-based filtering and trend analysis
3.1 Agent Inventory and Metadata Management	Provides executive visibility into governance posture
3.2 Usage Analytics and Activity Monitoring	Integrates security control scores with operational metrics

Applicable Zones: All zones (organization-wide reporting)

Status: Completed

Repository Link: compliance-dashboard

Prerequisites: - Power BI Pro licenses for dashboard consumers - Dataverse database with appropriate capacity - Control assessment process established

Segregation of Duties Detector

Identifies and helps prevent SoD violations in agent development workflows.

Control	How Solution Helps
2.8 Access Control and Segregation of Duties	Scans for incompatible role assignments across development and deployment
2.1 Managed Environments	Validates Maker/Checker separation in environment configurations
2.3 Change Management	Enforces deployment approval separation from developer roles

Applicable Zones: Zone 2, Zone 3

Status: Validated

Repository Link: segregation-detector

Prerequisites: - Environment role assignments documented - SoD policy requirements defined - Exception approval workflow established

Scope Drift Monitor

Detects agent data access beyond declared operational scope.

Control	How Solution Helps
1.14 Data Minimization and Agent Scope Control	Compares actual data access against declared scope baselines
1.4 Connector Governance	Monitors connector usage for scope expansion patterns
1.5 DLP and Sensitivity Labels	Correlates DLP events with scope violation alerts

Applicable Zones: Zone 2, Zone 3

Status: Completed

Repository Link: scope-drift-monitor

Prerequisites: - Agent scope baselines defined - Unified Audit Log enabled - Defender for Cloud Apps configured

RAG Source Validator

Validates integrity of RAG knowledge sources with change detection.

Control	How Solution Helps
2.16 RAG Source Integrity Validation	SHA-256 hash validation detects unauthorized content modifications
1.7 Comprehensive Audit Logging	Tracks knowledge source changes with immutable audit trail
2.13 Documentation and Record Keeping	Monitors knowledge source freshness for RAG model accuracy

Applicable Zones: Zone 2, Zone 3

Status: Work In Progress

Repository Link: rag-source-validator

Prerequisites: - RAG knowledge sources cataloged - Baseline hash values generated - SharePoint/Dataverse/Blob access configured

Conflict of Interest Testing Framework

Automated testing for conflicts of interest in agent recommendations.

Control	How Solution Helps
2.18 Automated Conflict of Interest Testing	Runs 10 predefined scenarios for proprietary bias and suitability violations
2.11 Bias Testing and Fairness Assessment	Integrates COI testing into agent validation lifecycle
2.5 Testing, Validation, and Quality Assurance	Provides evidence for COI risk mitigation

Applicable Zones: Zone 2, Zone 3

Status: Work In Progress

Repository Link: coi-testing

Prerequisites: - Test scenarios aligned with product catalog - Integration with FINRA Supervision Workflow - Agent response baselines established

Hallucination Tracker

Feedback aggregation for hallucination pattern analysis.

Control	How Solution Helps
3.10 Hallucination Feedback Loop	Collects multi-source feedback and clusters hallucination patterns
2.9 Continuous Monitoring	Tracks hallucination trends for model performance degradation
2.12 Supervision and Oversight	Routes high-severity hallucinations to supervisory review

Applicable Zones: Zone 2, Zone 3

Status: Work In Progress

Repository Link: hallucination-tracker

Prerequisites: - Feedback collection channels configured - Hallucination taxonomy aligned with firm policies - Integration with FINRA Supervision Workflow

DR Testing Framework

Automated disaster recovery testing for AI agent infrastructure.

Control	How Solution Helps
2.4 Business Continuity and Disaster Recovery	Validates agent restore procedures against RTO/RPO targets
2.1 Managed Environments	Tests environment failover for production agent infrastructure
1.9 Data Retention and Deletion Policies	Verifies backup integrity for agent configurations and data

Applicable Zones: Zone 3 (Enterprise Managed)

Status: Work In Progress

Repository Link: dr-testing-framework

Prerequisites: - RTO/RPO targets defined - DR environment provisioned - Backup and restore procedures documented

Session Security Configurator

Validates session security settings per governance zone with drift detection and compliance evidence export.

Control	How Solution Helps
1.23 Step-Up Authentication	Validates session timeout and authentication challenge configurations per zone
1.11 Conditional Access and MFA	Monitors MFA enforcement alignment with zone requirements

Applicable Zones: Zone 2, Zone 3

Status: Completed

Repository Link: session-security-configurator

File Upload Security Configurator

Validates per-agent file upload settings against zone governance policies with drift detection.

Control	How Solution Helps
1.14 Data Minimization	Validates file upload restrictions align with agent scope declarations
1.8 Runtime Protection	Monitors file upload configurations for security compliance
1.4 Advanced Connector Policies	Validates connector-level file upload restrictions

Applicable Zones: Zone 2, Zone 3

Status: Completed

Repository Link: file-upload-security

Audit Compliance Manager

Validates tenant and environment audit configurations, detects compliance gaps, and provides approval-gated remediation with Managed Identity authentication.

Control	How Solution Helps
1.7 Comprehensive Audit Logging	Validates audit log configuration completeness, detects gaps, and remediates non-compliant environments with approval workflows

Applicable Zones: All zones

Status: Completed

Repository Link: audit-compliance-manager

Agent Access Governance Monitor

Detects overly permissive agent access configurations per governance zone.

Control	How Solution Helps
3.8 Copilot Hub	Monitors agent access settings and identifies governance gaps

Applicable Zones: All zones

Status: Work In Progress

Repository Link: agent-access-monitor

Content Moderation Governance Monitor

Validates per-agent content moderation levels against zone-specific governance requirements.

Control	How Solution Helps
1.27 Content Moderation Enforcement	Validates per-agent content moderation levels against zone-specific governance requirements
1.8 Runtime Protection	Validates content moderation settings meet zone protection requirements

Applicable Zones: Zone 2, Zone 3

Status: Completed

Repository Link: content-moderation-monitor

Cross-Solution Integration Layer

The Cross-Solution Integration layer wires five Tier 2 governance solutions into the Compliance Dashboard, adds ELM provisioning hooks, and delivers unified evidence export. This enables automated compliance scoring and consolidated audit evidence across all deployed solutions.

Integration Architecture

flowchart TB
    subgraph Tier2["Tier 2 Solutions"]
        ACM[Audit Compliance<br/>Manager<br/>→ Control 1.7]
        SSC[Session Security<br/>Configurator<br/>→ Controls 1.23, 1.11]
        AAM[Agent Access<br/>Monitor<br/>→ Control 3.8]
        CMM[Content Moderation<br/>Monitor<br/>→ Controls 1.27, 1.8]
        FUS[File Upload<br/>Security<br/>→ Control 1.14]
    end

    subgraph Integration["Cross-Solution Integration"]
        SYNC[Sync-Solution<br/>Assessments.ps1]
        FLOW[CD Solution Feed<br/>Collector Flow]
        CONFIG[IntegrationConfig<br/>Module]
        EXPORT[Unified Evidence<br/>Export]
    end

    subgraph Targets["Target Solutions"]
        CD[Compliance<br/>Dashboard]
        ELM[Environment<br/>Lifecycle Mgmt]
    end

    ACM --> SYNC
    SSC --> SYNC
    AAM --> SYNC
    CMM --> SYNC
    FUS --> SYNC

    ACM --> FLOW
    SSC --> FLOW
    AAM --> FLOW
    CMM --> FLOW
    FUS --> FLOW

    SYNC --> CD
    FLOW --> CD
    CONFIG --> SYNC
    CONFIG --> FLOW
    CONFIG --> EXPORT

    ELM -->|ProvisioningCompleted| ACM

    ACM --> EXPORT
    SSC --> EXPORT
    AAM --> EXPORT
    CMM --> EXPORT
    FUS --> EXPORT

Integration Components

Component	Type	Purpose
IntegrationConfig.psm1	PowerShell Module	Shared configuration — solution-to-control mappings, status translation, canonical zone/severity values
Sync-SolutionAssessments.ps1	PowerShell Script	Batch pipeline — queries Tier 2 validation tables, translates status, upserts CD assessment records
cd-solution-feed-collector.json	Power Automate Flow	Scheduled daily flow — alternative to PowerShell for organizations preferring low-code
elm-solution-initializer.json	Power Automate Flow	Event-driven — triggers on ELM ProvisioningCompleted to auto-register environments in ACM
Register-ProvisionedEnvironment.ps1	PowerShell Script	Manual/scripted ACM registration — PowerShell alternative to the ELM flow
Export-UnifiedComplianceEvidence.ps1	PowerShell Script	Exports governance data from all 5 solutions into auditor-ready package with SHA-256 hash chain
Test-UnifiedEvidenceIntegrity.ps1	PowerShell Script	Verifies evidence package integrity by recalculating and comparing all hashes

Data Flow Summary

Source	Target	Mechanism	Frequency
5 Tier 2 solutions	Compliance Dashboard	Sync script or PA flow	Daily
ELM provisioning log	ACM environment registry	PA flow or PS script	Event-driven
5 Tier 2 solutions	Evidence export	PS script	On-demand

Status Translation

Each Tier 2 solution stores compliance status in different formats. The integration layer normalizes all to the Compliance Dashboard's four-value scale:

CD Status	Value	Meaning
Compliant	1	All validations pass
Partially Compliant	2	Some validations pass
Non-Compliant	3	Critical failures detected
Not Assessed	4	No recent validation data

Repository Link: cross-solution-integration

Zone Applicability Matrix

Solution	Zone 1	Zone 2	Zone 3	Notes
Environment Lifecycle Management	—	✓	✓	Zone 1 uses default environment
Message Center Monitor	✓	✓	✓	Organization-wide change tracking
Pipeline Governance Cleanup	—	✓	✓	Only applies to production paths
Deny Event Correlation	—	✓	✓	Zone 2/3 have audit requirements
FINRA Supervision Workflow	—	✓	✓	Required for customer-facing agents
Conditional Access Automation	✓	✓	✓	Zone-specific policy requirements
Compliance Dashboard	✓	✓	✓	Organization-wide reporting
Segregation Detector	—	✓	✓	SoD required for production paths
Scope Drift Monitor	—	✓	✓	Data minimization for regulated data
Session Security Configurator	—	✓	✓	Zone-specific session settings
File Upload Security	—	✓	✓	Per-agent upload validation
Audit Compliance Manager	✓	✓	✓	Tenant-wide audit configuration
Agent Access Monitor	✓	✓	✓	Organization-wide access governance
Content Moderation Monitor	—	✓	✓	Moderation for regulated agents
RAG Source Validator	—	✓	✓	Knowledge integrity for compliance
COI Testing	—	✓	✓	Customer-facing recommendations only
Hallucination Tracker	—	✓	✓	Customer-facing agents require tracking
DR Testing	—	—	✓	Production disaster recovery only
Cross-Solution Integration	✓	✓	✓	Organization-wide — feeds CD, evidence export

Pillar Coverage

Pillar	Solutions Covering	Coverage Notes
Pillar 1: Security	Deny Event Correlation, Conditional Access Automation, Scope Drift Monitor, Session Security Configurator, File Upload Security, Audit Compliance Manager, Content Moderation Monitor	DLP correlation, access controls, data minimization, session security, audit validation and remediation
Pillar 2: Management	ELM, MCM, PGC, FINRA Supervision, Segregation Detector, RAG Validator, COI Testing, DR Testing	Environment lifecycle, change management, supervision, testing
Pillar 3: Reporting	Deny Event Correlation, Compliance Dashboard, Hallucination Tracker, Agent Access Monitor	Incident visibility, compliance reporting, feedback loops, access governance
Pillar 4: SharePoint	—	SharePoint controls use native admin tools

Deployment Sequence

For organizations implementing the full framework, deploy solutions in this order:

Phase 1: Foundation (Completed Solutions) 1. Message Center Monitor — Establishes platform change visibility 2. Environment Lifecycle Management — Provides governed provisioning 3. Pipeline Governance Cleanup — Transitions to centralized ALM

Phase 2: Compliance & Access Controls (Completed) 4. Conditional Access Automation — Deploys Zero Trust access policies 5. Deny Event Correlation — Aggregates security events 6. Compliance Dashboard — Establishes baseline compliance visibility 7. Scope Drift Monitor — Monitors data access patterns 8. Session Security Configurator — Validates session security per zone

Phase 3: Regulatory & Operational (Validated/In Progress) 9. FINRA Supervision Workflow — Routes customer-facing content for review 10. Segregation Detector — Validates role separation before production use 11. RAG Source Validator — Validates knowledge source integrity 12. Cross-Solution Integration — Wires Tier 2 solutions into Compliance Dashboard

Phase 4: Quality & Resilience (Work In Progress) 13. COI Testing — Tests for conflicts of interest 14. Hallucination Tracker — Collects feedback for model improvement 15. DR Testing Framework — Validates disaster recovery procedures

Repository Structure

FSI-AgentGov-Solutions/
├── environment-lifecycle-management/      # v1.1.2 (Completed)
├── message-center-monitor/               # v2.1.1 (Completed)
├── pipeline-governance-cleanup/          # v1.0.8 (Completed)
├── deny-event-correlation-report/        # v2.0.0 (Completed)
├── finra-supervision-workflow/           # v1.0.0 (Validated)
├── conditional-access-automation/        # v1.1.0 (Completed)
├── compliance-dashboard/                 # v1.0.0 (Completed)
├── segregation-detector/                 # v1.0.0 (Validated)
├── scope-drift-monitor/                  # v1.1.0 (Completed)
├── rag-source-validator/                 # v1.0.0 (Work In Progress)
├── session-security-configurator/        # v1.0.0 (Completed)
├── file-upload-security/                 # v1.0.0 (Completed)
├── audit-compliance-manager/             # v1.0.0 (Completed)
├── agent-access-monitor/                 # v1.0.0 (Work In Progress)
├── content-moderation-monitor/           # v1.0.0 (Completed)
├── coi-testing/                          # v1.0.0 (Work In Progress)
├── hallucination-tracker/                # v1.0.0 (Work In Progress)
├── dr-testing-framework/                 # v1.0.0 (Work In Progress)
├── cross-solution-integration/           # v1.0.0 (Completed)
│   ├── flows/                            # Power Automate flow templates
│   ├── scripts/powershell/               # PowerShell modules and scripts
│   ├── docs/                             # Integration documentation
│   └── evidence/                         # Evidence export staging
├── scripts/
│   └── hooks/
└── .claude/

CoE Starter Kit Alignment

Microsoft's Power Platform Center of Excellence (CoE) Starter Kit provides comprehensive governance patterns. FSI-AgentGov-Solutions complements the CoE Starter Kit for financial services-specific requirements.

Comparison

Capability	CoE Starter Kit	FSI-AgentGov-Solutions
Environment inventory	✓	—
Environment provisioning	Basic	Zone-based with approvals
Pipeline discovery	✓	✓ (cleanup focused)
Message Center monitoring	✓	✓ (simpler setup)
Deny event correlation	—	✓
Power BI governance reports	✓	Limited

Integration Recommendations

Scenario	Recommendation
Existing CoE deployment	Add ELM for zone-based provisioning, DEC for deny visibility
Greenfield FSI deployment	Deploy FSI solutions first, consider CoE for broader inventory
Enterprise hybrid	CoE for platform-wide governance, FSI solutions for AI agent-specific controls

For detailed architecture guidance including scalability limits and alternative patterns, see the Solutions Architecture Guide.

Solutions Index — Complete solution catalog with version history
Solutions Architecture Guide — Enterprise scalability and platform limits
Adoption Roadmap — Phased implementation guidance
FSI-AgentGov-Solutions Repository — Source code and deployment scripts

Summary Statistics

Solutions: 27 automation solutions (25 deployable in FSI-AgentGov-Solutions + 2 framework-integrated advanced implementations) Control Coverage: 34 of 71 controls (47.9%) have direct solution support Status Distribution: - Completed: 19 solutions (ELM, MCM, PGC, FUS, ACM, SSC, CMM, CAA, Compliance Dashboard, Scope Drift, Cross-Solution Integration, CHB, AUPW, UASD, ASCG, MIME, ITE, ASARD, AOF) - Validated: 3 solutions (DECR, FINRA Supervision Workflow, Segregation Detector) - Work In Progress: 5 solutions (RAG Source Validator, AAM, COI Testing, Hallucination Tracker, DR Testing) - Planned: 0 solutions

Pillar Support: - Pillar 1 (Security): 7 solutions (+ cross-solution integration) - Pillar 2 (Management): 8 solutions - Pillar 3 (Reporting): 4 solutions (+ cross-solution integration) - Pillar 4 (SharePoint): 0 solutions

FSI Agent Governance Framework v1.2.51 - February 2026

Solutions Integration

Overview

Solution-to-Control Mapping

Environment Lifecycle Management

Message Center Monitor

Pipeline Governance Cleanup

Deny Event Correlation Report

FINRA Supervision Workflow

Conditional Access Automation

Compliance Dashboard

Segregation of Duties Detector

Scope Drift Monitor

RAG Source Validator

Conflict of Interest Testing Framework

Hallucination Tracker

DR Testing Framework

Session Security Configurator

File Upload Security Configurator

Audit Compliance Manager

Agent Access Governance Monitor

Content Moderation Governance Monitor

Cross-Solution Integration Layer

Integration Architecture

Integration Components

Data Flow Summary

Status Translation

Zone Applicability Matrix

Pillar Coverage

Deployment Sequence

Repository Structure

CoE Starter Kit Alignment

Comparison

Integration Recommendations

Related Documentation

Summary Statistics